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New rules against abusive shorting in the make

March 26th, 2009 · Comments Off on New rules against abusive shorting in the make

A couple of articles on new rules against manipulative shorting that are in the works. The second article shows that the SEC, mulling over a reinstatement of some form of the uptick rule, still doesn’t quite get it..

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Tags: Short Selling

More pressure on naked shorting

August 19th, 2008 · Comments Off on More pressure on naked shorting

After the temporary emergency rules for 19 financials proved to be a success, the SEC will propose a marketwide solution to combat naked shorting, or more especially, failures to deliver in the next couple of weeks.

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Tags: IOC · Short Selling

There is real momentum against naked shorting

August 2nd, 2008 · Comments Off on There is real momentum against naked shorting

The Senior Vice President of Citi/Smith Barney pleading in a letter to extent the emergency rules currently in place for 19 financials against naked shorting (forcing shorters to borrow the shares first) and a plea to re-install the uptick rule (shorts could only be placed on upticks previously, a rule that was eliminated a year […]

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Tags: IOC · Short Selling